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Financial Conduct Authority
Results: 435

#	Item
141	1 Conduct Regulation - Regulation for Fair Market Conduct Presented by Clairette Ah-Hen Sabrina Gujjalu Add to Reading List Source URL: www.fscmauritius.org Language: English - Date: 2013-12-30 03:40:25 Government Financial Services and Markets Act United Kingdom Economy of the United Kingdom Financial Services Authority
142	29 October 2009 Dr Aileen Jones Retail Policy & Conduct Risk Division Financial Services Authority 25 The North Colonnade Canary Wharf Add to Reading List Source URL: uksif.org Language: English - Date: 2012-11-05 07:19:09 Investment Business Funds Financial adviser Socially responsible investing Independent Financial Adviser Collective investment scheme Financial Services Authority Investment banking Financial economics Financial services Finance
143	A summary of the The Financial Conduct Authority Thematic Review Add to Reading List Source URL: www.lexisnexis.nl Language: English - Date: 2013-11-22 05:36:07 Auditing Money laundering Tax evasion Political corruption Accountancy Terrorism financing Internal audit Know your customer Anti-money laundering software Business Financial regulation Finance
144	A LexisNexis White Paper The Financial Conduct Authority Thematic Review. Banks’ control of financial crime risks in trade finance. Add to Reading List Source URL: www.lexisnexis.nl Language: English - Date: 2013-07-16 04:59:55 Ethics Risk Money laundering Terrorism financing Security Financial crimes Risk management Bank Risk assessment Financial regulation Business Tax evasion
145	CP15/3: Buy-to-let mortgages – implementing the Mortgage Credit Directive Order 2015 Add to Reading List Source URL: www.fca.org.uk Language: English - Date: 2015-02-05 07:13:09 Buy to let Mortgage Conduct of Business rules Financial Services Authority Mortgage industry of the United States Financial economics United Kingdom United States housing bubble Mortgage loan
146	Network18 Media & Investments Limited CODE OF CONDUCT TO REGULATE, MONITOR AND REPORT TRADING BY INSIDERS 1. INTRODUCTION Add to Reading List Source URL: network18online.com Language: English - Date: 2015-05-19 06:19:52 Finance Corruption Insider trading United States securities law Company secretary Stock Capital Market Authority Regulation S-K Stock market Economics Financial economics
147	Introduction Liquidnet Europe Limited (“LNEL”) is an investment firm authorised and regulated by the Financial Conduct Authority (“FCA”). LNEL is required to comply with the FCA’s Remuneration Code (the ‘Code Add to Reading List Source URL: www.liquidnet.com Language: English - Date: 2015-04-07 14:09:49 Corporations law Human resource management Management Income Remuneration Employment compensation
148	MJR, Mark J Rees and MJR Wealth Management are trading styles of Mark J Rees LLP which is authorised and regulated by the Financial Conduct Authority INSIDE Add to Reading List Source URL: www.mjrwm.co.uk Language: English - Date: 2014-09-03 10:50:53 Finance Economics Pensions in the United Kingdom Personal finance Pension Self-invested personal pension Defined benefit pension plan Personal pension scheme Individual Savings Account Financial economics Investment Financial services
149	Market Watch Markets Division: Newsletter on Market Conduct and Transaction Reporting Issues Issue No.42 August 2012 Add to Reading List Source URL: www.fsa.gov.uk Language: English - Date: 2014-06-13 20:00:30 Finance Short Business Financial economics Regulation Financial Services Authority Financial regulation Financial markets Short selling
150	Consultation Paper FCA15/10* PRA9/15 Strengthening accountability in banking: UK branches of foreign banks Add to Reading List Source URL: www.bankofengland.co.uk Language: English - Date: 2015-03-16 05:31:27** Financial Conduct Authority Financial system Finance Financial economics Economy of the United Kingdom Prudential Regulation Authority Markets in Financial Instruments Directive

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